Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amalia? Claim Your ProfileAmalia Chin is a financial advisor who has been in the industry since 1990. Amalia is currently registered with Spartan Capital Securities, LLC. Prior to joining Spartan Capital Securities, LLC, Amalia was a registered representative with David Lerner Associates, Inc. Amalia has a strong background in the financial services industry with experience in various roles. Amalia holds Series 7, Series 63, Series 8, Series 9, Series 10, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2021 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
07/21/2014 - 11/24/2021
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
01/15/1996 - 09/28/2012
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NY
06/14/1995 - 08/04/1995
THE MADRID GROUP, INC. (NEW YORK NY)
VA
02/01/1994 - 10/20/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
05/17/1993 - 02/05/1994
GRIFFIN FINANCIAL SERVICES
NY
04/24/1990 - 02/11/1993
STUART, COLEMAN & CO., INC. (NEW YORK NY)
FL
05/26/1988 - 05/01/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
04/14/1988 - 06/01/1988
PHILIPS, APPEL & WALDEN, INC.
NA
11/11/1987 - 04/14/1988
DIVERSIFIED EQUITIES CORP.
NA
03/24/1987 - 11/23/1987
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 12/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 03/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Amalia Chin is the right advisor for you? Invested Better is here to help.
