Unclaimed
Alyssia Bates is a registered representative with Fidelity Brokerage Services LLC. Alyssia has been active in the securities industry since March 2024. Alyssia is licensed in Series 7TO and SIE. Alyssia holds the Series 63 exam. Alyssia has a strong background in the financial services industry and is dedicated to providing clients with personalized and professional financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/21/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 05/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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