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Alyssa T Cook

Kroll Securities LLC

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About Alyssa T Cook

Alyssa Cook is a financial professional with experience in the securities industry. Alyssa holds the Series 7, Series 57, Series 24, Series 14, and Series 79TO licenses. Alyssa has been employed at Kroll Securities LLC since February 2022. Prior to that, Alyssa worked at Group One Trading, L.P. Alyssa's career in the securities industry started on October 5, 2020.

Firm Information

Alyssa Cook is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alyssa Cook’s Registration & Firm History

IL

02/02/2022 - Present

Kroll Securities LLC (CHICAGO IL)

IL

09/11/2020 - 01/07/2022

GROUP ONE TRADING, L.P. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/16/2021

Series 14 - Compliance Officer Examination

BC

Issued 11/02/2020

Series 24 - General Securities Principal Examination

BC

Issued 09/02/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/11/2020

Series 57TO - Securities Trader Exam

BC

Issued 08/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alyssa T Cook.
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