Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyssa? Claim Your ProfileAlyssa Lynn Ballis is a financial advisor with over 13 years of experience in the industry. Alyssa currently works at Piper Sandler & Co. in Minneapolis, MN. Prior to joining Piper Sandler & Co., Alyssa worked at Securian Financial Services, Inc., Quasar Distributors, LLC, Thrivent Distributors, LLC, Thrivent Investment Management Inc., and Woodbury Financial Services, Inc.. Alyssa is licensed to provide financial advice in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
04/01/2022 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
10/20/2021 - 03/21/2022
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MN
10/22/2019 - 09/21/2021
QUASAR DISTRIBUTORS, LLC (St Paul MN)
ME
01/29/2018 - 12/31/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
04/13/2017 - 11/21/2017
THRIVENT DISTRIBUTORS, LLC (Minneapolis MN)
MN
03/08/2012 - 04/19/2017
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
08/27/2008 - 03/06/2012
WOODBURY FINANCIAL SERVICES, INC. (WOODBURY MN)
PA
12/10/2007 - 07/28/2008
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
BOTH
Issued 04/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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