Unclaimed
Alyssa Lee is a registered representative with Barclays Capital Inc. Alyssa holds the Series 63, 86, 87, and SIE licenses. Alyssa has been in the industry since December 18, 2022. Alyssa is registered to offer securities in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/24/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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