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Alyssa Lee

Barclays Capital Inc.

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About Alyssa Lee

Alyssa Lee is a registered representative with Barclays Capital Inc. Alyssa holds the Series 63, 86, 87, and SIE licenses. Alyssa has been in the industry since December 18, 2022. Alyssa is registered to offer securities in 53 states and Puerto Rico.

Firm Information

Alyssa Lee is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alyssa Lee’s Registration & Firm History

NY

12/19/2022 - Present

Barclays Capital Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/24/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alyssa Lee.
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