Unclaimed
Alyssa Joy Padden is a registered representative with Neuberger Berman BD LLC. Alyssa has been in the financial services industry since 2022. Alyssa has a Series 66 license and a Series 7TO license. Alyssa has prior experience at UBS Financial Services Inc. Alyssa's areas of expertise include financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/25/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NC
09/16/2022 - 08/14/2023
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
BOTH
Issued 07/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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