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Alyssa Gayle Upton

Fidelity Brokerage Services LLC

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About Alyssa Gayle Upton

Alyssa Upton is a financial advisor at Fidelity Brokerage Services LLC. Alyssa is registered with 53 states and has over 2 years of experience in the financial services industry. Alyssa holds the Series 7, 10, and 63 licenses.

Firm Information

Alyssa Upton is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alyssa Upton’s Registration & Firm History

NH

01/18/2022 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 03/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alyssa Gayle Upton.
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