Unclaimed
Alyssa Umland is a financial advisor with Empower Financial Services, Inc. Alyssa has been in the industry for 1 year, and has passed the Uniform Securities Agent State Law Examination (Series 63), Investment Company Products/Variable Contracts Representative Examination (Series 6TO), and the Securities Industry Essentials Examination (SIE). Alyssa is registered to provide financial advice in 52 states and the District of Columbia. Alyssa was previously with NYLIFE SECURITIES LLC in Fort Collins, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/08/2022 - Present
Empower Financial Services, Inc. (ANDOVER MA)
CO
03/10/2022 - 08/26/2022
NYLIFE SECURITIES LLC (FORT COLLINS CO)
BC
Issued 02/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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