Invested Better
Unclaimed

Unclaimed

Unclaimed

Alyssa E Umland

Empower Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alyssa? Claim Your Profile

About Alyssa E Umland

Alyssa Umland is a financial advisor with Empower Financial Services, Inc. Alyssa has been in the industry for 1 year, and has passed the Uniform Securities Agent State Law Examination (Series 63), Investment Company Products/Variable Contracts Representative Examination (Series 6TO), and the Securities Industry Essentials Examination (SIE). Alyssa is registered to provide financial advice in 52 states and the District of Columbia. Alyssa was previously with NYLIFE SECURITIES LLC in Fort Collins, CO.

Firm Information

Alyssa Umland is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alyssa Umland’s Registration & Firm History

MA

09/08/2022 - Present

Empower Financial Services, Inc. (ANDOVER MA)

CO

03/10/2022 - 08/26/2022

NYLIFE SECURITIES LLC (FORT COLLINS CO)

Not sure if Alyssa E Umland is right for you?

Licenses & Designations

BC

Issued 02/04/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/31/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alyssa E Umland.
Not sure if Alyssa E Umland is right for you?