Unclaimed
Alyssa Spiering is a financial advisor who has been in the industry since January 11, 2018. Alyssa currently works for Northwestern Mutual Investment Services, LLC. Alyssa holds Series 6, Series 63, Series 26, and SIE licenses. Alyssa is registered to provide investment advisory services in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/12/2018 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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