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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyssa? Claim Your ProfileAlyssa Salas is a financial advisor with UBS Financial Services Inc., based in Seal Beach, CA. Alyssa has been in the financial services industry for over 5 years and has a strong track record of success. She is a registered representative and investment advisor representative, and holds the Series 7, Series 66, Series 9, Series 10, and Series 99TO licenses. Alyssa specializes in working with a variety of clients, including individuals, families, businesses, and institutions. She is passionate about helping her clients achieve their financial goals, and she takes a personalized approach to financial planning. Alyssa Salas is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/22/2019 - Present
UBS Financial Services Inc. (SEAL BEACH CA)
CA
09/24/2018 - 04/15/2019
MONEY CONCEPTS CAPITAL CORP (FULLERTON CA)
BOTH
Issued 12/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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