Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyson? Claim Your ProfileAlyson Johansen is a financial advisor with over 15 years of experience in the industry. Alyson is currently registered with Wells Fargo Clearing Services, LLC, a firm with a strong reputation in the financial services industry. Prior to joining Wells Fargo Clearing Services, Alyson worked with a number of firms, including AXA Advisors, LLC, TD Ameritrade, Inc., and Morgan Stanley Smith Barney. Alyson holds several industry certifications, including Series 7, Series 63, Series 24, and SIE. Alyson's experience and qualifications allow her to offer a wide range of financial services to clients, including investment consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
06/22/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
UT
09/21/2018 - 03/06/2019
AXA ADVISORS, LLC (SALT LAKE CITY UT)
UT
10/19/2011 - 02/29/2016
TD AMERITRADE, INC. (DRAPER UT)
UT
09/12/2011 - 10/03/2011
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
06/01/2009 - 08/16/2011
MORGAN STANLEY SMITH BARNEY (SOUTH JORDAN UT)
UT
01/08/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
07/17/2006 - 11/11/2008
E*TRADE SECURITIES LLC (SANDY UT)
UT
02/10/2004 - 07/17/2006
HARRISDIRECT LLC (SANDY UT)
CT
09/21/2000 - 01/28/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
09/02/1998 - 07/13/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/02/1998 - 07/13/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
12/04/1997 - 05/05/1998
FOSTER JEFFRIES SECURITIES, LLC (WESTBURY NY)
IA
Issued 10/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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