Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyson? Claim Your ProfileAlyson Renee Kest is a financial professional with over 9 years of experience in the financial services industry. Alyson has a strong background in compliance and operations, having held positions as General Counsel and Chief Compliance Officer at Spearhead Capital Advisors, LLC and Spearhead Administrative Services, LLC. Alyson has a broad range of experience working with a variety of clients, including insurance companies, pooled investment vehicles, and other investment advisors. Alyson currently holds Series 7, 24, 66, 99TO, and SIE licenses and is registered as a Registered Representative (RR) in Delaware, Florida, and New Jersey, and is also registered as an Investment Advisor Representative (IAR) in New Jersey. Alyson specializes in portfolio management, investment advice, and compliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
04/27/2022 - Present
Spearhead Administrative Services, LLC (LITTLE SILVER NJ)
FL
11/05/2020 - 11/01/2022
SPEARHEAD CAPITAL, LLC (WELLINGTON FL)
NJ
01/29/2016 - 10/07/2020
MILLINGTON SECURITIES, INC. (RED BANK NJ)
NY
10/20/1998 - 05/31/2000
FAR HILLS GROUP, LLC. (NEW YORK NY)
BOTH
Issued 05/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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