Unclaimed
Alyson Clay is a licensed securities professional with a background in the financial services industry. Alyson Clay is registered with Fidelity Brokerage Services LLC and holds Series 7TO, Series 9, Series 10, Series 63 and SIE licenses. Alyson Clay is licensed in 53 states and holds a current registration with FINRA. Alyson Clay joined the financial industry in 2022 and has been an active member of the industry for over 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
04/28/2022 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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