Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyson? Claim Your ProfileAlyson A Pratt is a financial professional with over 23 years of experience in the industry. Alyson has been with Charles Schwab & CO., Inc. since July 1999 and is currently registered with the firm in both Arizona and California. Prior to that, Alyson worked with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER in Scottsdale, Arizona. Alyson specializes in financial planning and has earned the Series 7, Series 9, Series 10, Series 55, Series 57TO, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Alyson is committed to providing personalized financial guidance to help individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
07/14/1999 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
04/12/1999 - 06/14/1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
BC
Issued 04/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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