Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alysha? Claim Your ProfileAlysha Humbert is a financial advisor registered with Principal Securities, Inc. Alysha has been in the industry for over 14 years. Alysha is licensed to provide financial and investment advice in Iowa and North Carolina. Prior to joining Principal Securities, Alysha worked for Wells Fargo Advisors.com and E*TRADE Securities LLC. Alysha has experience providing financial planning and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
07/20/2020 - Present
Principal Securities, Inc. (Charlotte NC)
UT
11/13/2015 - 04/25/2018
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
12/07/2006 - 11/12/2015
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 06/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alysha Humbert is the right advisor for you? Invested Better is here to help.
