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Alyse Nicole Mullins

TCP Asset Management, LLC

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About Alyse Nicole Mullins

Alyse Nicole Mullins is a registered representative and investment advisor representative with TCP Asset Management, LLC. Alyse has been in the industry since 2014 and holds licenses in multiple states including California, New York, North Carolina, Ohio and Pennsylvania. Alyse has passed several industry exams, including the Series 6, Series 26 and the SIE exam. Alyse is also licensed as a non-variable insurance agent. Alyse has experience working with Foresters Financial Services, Inc., First Investors Corporation and United Planners Financial Services of America. Alyse focuses on providing financial planning services and portfolio management for individuals and businesses.

Firm Information

Alyse Mullins is currently registered with TCP Asset Management, LLC. TCP Asset Management, LLC is an investment advisor registered with the SEC and located in UPPER ARLINGTON, OH. They manage approximately $641,790,572 in assets for 3,634 clients, including individuals, corporations, and high-net-worth individuals. They provide portfolio management services for both individuals and businesses, as well as financial planning and pension consulting. They do not have a wrap fee program.
TCP Asset Management, LLC

5000 HORIZONS DRIVE

UPPER ARLINGTON, OH 43220

$641.79M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor's fees

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Alyse Mullins’s Registration & Firm History

OH

01/26/2018 - Present

TCP Asset Management, LLC (UPPER ARLINGTON OH)

OH

10/13/2014 - 01/26/2018

FORESTERS FINANCIAL SERVICES, INC. (DUBLIN OH)

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Licenses & Designations

BC

Issued 09/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alyse Nicole Mullins.
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