Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyse? Claim Your ProfileAlyse G Duffy is a financial advisor at Ameriprise Financial Services, LLC. Alyse has been a financial advisor for over 16 years and has been registered with the Securities and Exchange Commission (SEC) since 2006. Alyse is licensed to sell securities in 31 states, including Florida, Texas, and California. Previously, Alyse worked at Raymond James & Associates, Inc. and Wachovia Securities, LLC. Alyse specializes in providing financial advice to individuals and families, as well as businesses and charitable organizations. Alyse's areas of expertise include investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/18/2020 - Present
Ameriprise Financial Services, LLC (TAMPA FL)
FL
01/26/2007 - 02/09/2012
RAYMOND JAMES & ASSOCIATES, INC. (TAMPA FL)
FL
07/17/2006 - 11/29/2006
WACHOVIA SECURITIES, LLC (TAMPA FL)
BOTH
Issued 01/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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