Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyn? Claim Your ProfileAlyn Rumbold has been in the financial services industry since 1992. Alyn is currently registered with LPL Financial LLC and has a branch office in Flagstaff, Arizona. Alyn holds the Series 7, 9, 10, 24, 63, and 65 licenses and is a Certified Financial Planner. Alyn has previously worked with Raymond James Financial Services, Inc., Edward Jones and American Express Financial Advisors Inc. Alyn is a highly experienced advisor who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
04/24/2020 - Present
LPL Financial LLC (FLAGSTAFF AZ)
AZ
08/20/2014 - 04/30/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (FLAGSTAFF AZ)
AZ
05/28/2002 - 08/28/2014
EDWARD JONES (FLAGSTAFF AZ)
MN
07/24/1992 - 06/12/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/24/1992 - 06/12/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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