Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alycia? Claim Your ProfileAlycia Mitchell is a financial advisor with DWS Distributors, Inc. Alycia holds the Series 7, Series 6, Series 63, Series 66, and SIE licenses. Alycia has over 10 years of experience in the financial services industry. Alycia has been registered with FINRA since 2012 and is currently registered in 53 states. Before joining DWS Distributors, Inc., Alycia worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morningstar Investment Services LLC, Foreside Fund Services, LLC, and Calamos Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/02/2023 - Present
DWS Distributors, Inc. (CHICAGO IL)
IL
04/15/2020 - 08/03/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
03/07/2019 - 02/24/2020
MORNINGSTAR INVESTMENT SERVICES LLC (CHICAGO IL)
IL
07/05/2018 - 10/31/2018
FORESIDE FUND SERVICES, LLC (Chicago IL)
IL
05/21/2012 - 05/16/2018
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
BC
Issued 12/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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