Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alyce? Claim Your ProfileAlyce Leighton Shaw is a financial professional with over 30 years of experience in the financial services industry. Alyce holds a Series 6, Series 26, and Series 63 license. Alyce currently works for Lincoln Financial Distributors, Inc. in the RADNOR, PA area. Previously, Alyce worked for DIRECTED SERVICES LLC, ING FUNDS DISTRIBUTOR, INC., and PLANCO FINANCIAL SERVICES, INC. Alyce has worked in the financial services industry since 1987.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/12/2007 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
PA
06/15/1998 - 10/01/2007
DIRECTED SERVICES LLC (WEST CHESTER PA)
DE
07/20/2000 - 09/06/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
CT
11/20/1987 - 05/18/1998
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 03/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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