Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Spencer is a financial advisor with over 30 years of experience in the financial services industry. Alvin currently works for Stifel, Nicolaus & Company, Inc. and is registered with both the BrokerCheck and Investment Adviser Public Disclosure (IAPD) databases. Previously, Alvin worked for Wells Fargo Advisors and UBS Financial Services Inc., as well as Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alvin specializes in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/08/2016 - Present
Stifel, Nicolaus & Company, Inc. (SOUTHFIELD MI)
MI
11/19/2007 - 12/15/2016
WELLS FARGO ADVISORS (BIRMINGHAM MI)
MI
10/04/2002 - 08/29/2007
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
NY
11/11/1993 - 10/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alvin Spencer is the right advisor for you? Invested Better is here to help.
