Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Tam is a registered representative with Btig, LLC. Alvin has been in the financial industry since 1996 and has worked for several firms including Nationsbanc Montgomery Securities, Inc. and Banc of America Securities LLC. Alvin holds several licenses including Series 7, 63, and SIE. Alvin is registered with the state of California, Arizona, Connecticut, Florida, Illinois, Massachusetts, Missouri, Nevada, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/07/2021 - Present
Btig, LLC (SAN FRANCISCO CA)
NY
08/21/1998 - 03/02/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/01/1997 - 10/20/1997
NATIONSBANC MONTGOMERY SECURITIES, INC. (NEW YORK NY)
CA
11/11/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 10/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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