Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Siu-lun Yam is an investment advisor representative at Paraiba Wealth Management LLC in Hercules, CA. Alvin has been in the industry for over 20 years, and holds the Series 7, 9, 10, 24, 63, 65, and 66 licenses. Alvin also has a Certified Financial Planner designation. Prior to joining Paraiba Wealth Management LLC, Alvin was associated with Charles Schwab & Co., Inc., FENB Securities, Inc., and Sutro & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/12/2022 - Present
Paraiba Wealth Management LLC (HERCULES CA)
CA
01/30/2004 - 06/21/2006
CHARLES SCHWAB & CO., INC. (LOS ANGELES CA)
CA
04/23/2003 - 11/14/2003
FENB SECURITIES, INC. (INDUSTRY CA)
TX
10/24/1997 - 12/31/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
06/04/1997 - 07/15/1997
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
TX
10/07/1994 - 06/05/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 01/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Alvin Yam is the right advisor for you? Invested Better is here to help.
