Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Nyquist is a financial professional with over 30 years of experience in the industry. Alvin is currently registered with UBS Financial Services Inc. Prior to this, Alvin was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and IDS FINANCIAL SERVICES INC.. Alvin holds multiple licenses and designations including Series 3, 6, 7, 9, 10, 22, 31, 63 and 65. Alvin's areas of specialization include investment advisory, portfolio management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
12/12/2008 - Present
UBS Financial Services Inc. (MINNEAPOLIS MN)
MN
08/21/1985 - 12/16/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DULUTH MN)
NA
09/21/1983 - 07/22/1985
IDS FINANCIAL SERVICES INC.
NA
09/21/1983 - 07/22/1985
IDS MARKETING CORPORATION
IA
Issued 11/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 3 - National Commodity Futures Examination
BC
Issued 02/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/20/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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