Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Narimatsu is a financial advisor with over 39 years of experience in the financial services industry. Alvin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is also registered in Texas as a resident Investment Advisor. He previously worked with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Alvin has a comprehensive background in securities, having passed multiple industry exams including the Series 7, Series 3, Series 63, and Series 65 exams. Alvin's clients include individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
01/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HONOLULU HI)
HI
06/01/2009 - 11/19/2010
MORGAN STANLEY SMITH BARNEY (HONOLULU HI)
HI
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/21/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1983
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alvin Narimatsu is the right advisor for you? Invested Better is here to help.
