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Alvin Louis Smith

Hornor, Townsend & Kent, LLC

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About Alvin Louis Smith

Alvin Louis Smith is an active Investment Advisor Representative with over 20 years of experience in the industry. Alvin is currently registered with Hornor, Townsend & Kent, LLC in Brentwood, Tennessee. Alvin has held previous positions with MML Investors Services, LLC and OneAmerica Securities, Inc. Alvin has specialized expertise in providing financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals.

Firm Information

Alvin Smith is currently registered with Hornor, Townsend & Kent, LLC. Hornor, Townsend & Kent, LLC is a Limited Liability Company formed in March 1969, headquartered in Conshohocken, Pennsylvania. The firm provides a range of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. They have over 400 licensed agents and registered representatives serving clients in all 50 states. Their regulatory assets under management are approximately $6.86 billion, primarily derived from high-net-worth individuals, corporations, pension plans, and individuals other than high-net-worth.
Hornor, Townsend & Kent, LLC

161 WASHINGTON STREET

CONSHOHOCKEN, PA 19428

$6.86B

Assets Under Management

Not reported

Total Clients

688

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Trail commissions, distribution assistance fees

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Alvin Smith’s Registration & Firm History

TN

02/01/2022 - Present

Hornor, Townsend & Kent, LLC (BRENTWOOD TN)

TN

02/04/2013 - 01/19/2022

MML INVESTORS SERVICES, LLC (Gallatin TN)

CA

10/21/2010 - 06/06/2011

ONEAMERICA SECURITIES, INC. (WESTLAKE VILLAGE CA)

CA

05/31/2000 - 09/02/2010

MML INVESTORS SERVICES, INC. (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 06/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Alvin Louis Smith. Review regulatory record here.
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