Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Kenneth Smith is a registered investment advisor representative and securities representative with Silver Oak Securities, Inc. and Vision401k. Alvin has over 30 years of experience in the financial services industry, including positions at J.P. Turner & Company, L.L.C., GunnAllen Financial, Inc, Sterne Agee Financial Services, Inc., Stephens Inc., Morgan Keegan & Company, Inc., Trans Financial Investment Services, Inc., and Dean Witter Reynolds Inc. Alvin specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Alvin is registered to provide investment advisory services in Kentucky, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
05/09/2016 - Present
Silver OAK Securities, Inc. (Brentwood TN)
TN
03/26/2010 - 06/05/2014
J.P. TURNER & COMPANY, L.L.C. (Brentwood TN)
KY
04/23/2007 - 03/30/2010
GUNNALLEN FINANCIAL, INC (RUSSELLVILLE KY)
TN
05/14/2004 - 05/01/2007
STERNE AGEE FINANCIAL SERVICES, INC. (BRENTWOOD TN)
AR
02/08/2001 - 05/19/2004
STEPHENS INC. (LITTLE ROCK AR)
TN
05/12/1998 - 03/02/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/21/1996 - 06/16/1998
TRANS FINANCIAL INVESTMENT SERVICES, INC. (NASHVILLE TN)
FL
11/13/1995 - 05/20/1996
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NY
10/22/1992 - 03/30/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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