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Alvin jay Dato Deguzman

R. Seelaus & CO., LLC

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About Alvin jay Dato Deguzman

Alvin Jay Dato Deguzman is a registered representative with R. Seelaus & Co., LLC. Alvin Jay Dato Deguzman has been in the securities industry since 1998. Alvin Jay Dato Deguzman holds a Series 7, Series 27, Series 52TO, Series 53, and Series 99TO license. Alvin Jay Dato Deguzman is registered in New Jersey. Alvin Jay Dato Deguzman was previously registered with MARKETAXESS CORPORATION, ROBERT W. BAIRD & CO. INCORPORATED, GLEACHER & COMPANY SECURITIES, INC., BNY CAPITAL MARKETS INC., and MENDHAM CAPITAL GROUP, INC..

Firm Information

Alvin jay Deguzman is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alvin jay Deguzman’s Registration & Firm History

NJ

07/01/2022 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NY

10/11/2017 - 06/13/2022

MARKETAXESS CORPORATION (New York NY)

NJ

02/28/2013 - 03/23/2017

ROBERT W. BAIRD & CO. INCORPORATED (ROSELAND NJ)

NJ

03/03/2008 - 03/20/2013

GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)

NY

03/03/1998 - 03/04/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NJ

10/21/1997 - 03/03/1998

MENDHAM CAPITAL GROUP, INC. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 06/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2003

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/11/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alvin jay Dato Deguzman.
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