Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alvin? Claim Your ProfileAlvin Francisco Walk is a Registered Representative with Prospera Financial Services, Inc. Alvin has been in the securities industry for over 25 years, and has experience in a variety of financial services areas, including investment advisory and brokerage. Alvin's background includes working with clients in various investment areas, including individual investors, corporations, pension and profit-sharing plans, charitable organizations, and trusts. Alvin holds a variety of securities licenses, including Series 3, 4, 7, 9, 10, 63, and 66. Alvin is also licensed in Texas to provide investment advisory services. Alvin is dedicated to providing his clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
04/24/2024 - Present
Prospera Financial Services, Inc. (Huntsville TX)
TX
07/24/2020 - 11/20/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
12/15/2014 - 07/07/2020
MORGAN STANLEY (SOUTHLAKE TX)
TX
01/31/2006 - 12/01/2014
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
KS
05/30/2005 - 12/16/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
RI
03/11/1996 - 03/10/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 11/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2018
Series 3 - National Commodity Futures Examination
BC
Issued 03/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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