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Alvin Duncan Prescod

Mariva Capital Markets, LLC

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About Alvin Duncan Prescod

Alvin Duncan Prescod is a registered representative with Mariva Capital Markets, LLC. Alvin has been in the securities industry since 2018. Alvin holds the Series 99 and SIE licenses. Alvin was previously employed with EFG Capital International in Miami, Florida.

Firm Information

Alvin Prescod is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alvin Prescod’s Registration & Firm History

FL

06/03/2024 - Present

Mariva Capital Markets, LLC (MIAMI FL)

FL

11/11/2017 - 03/04/2024

EFG CAPITAL INTERNATIONAL (MIAMI FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alvin Duncan Prescod.
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