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Alvin Derek Concholar

Charles Schwab & CO., Inc.

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About Alvin Derek Concholar

Alvin Concholar is an investment advisor representative who has been active in the industry since 1997. Alvin has a Series 6, Series 7, Series 10 and Series 65 licenses, in addition to the SIE exam. Alvin has worked at Charles Schwab & CO., Inc. since 2011 and prior to that was at USAA FINANCIAL ADVISORS, INC., and VANGUARD MARKETING CORPORATION. Currently, Alvin is registered in Arizona and California as an Investment Advisor Representative.

Firm Information

Alvin Concholar is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Alvin Concholar’s Registration & Firm History

AZ

11/10/2011 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

04/07/2010 - 10/05/2011

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

03/13/1997 - 03/15/2010

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/24/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/05/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2010

Series 7 - General Securities Representative Examination

BC

Issued 03/12/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alvin Derek Concholar.
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