Unclaimed
Alvaro Torres is a financial professional with over 20 years of experience in the financial services industry. Alvaro is currently registered as a Registered Representative (Series 66) with Stonex Advisors Inc., Alvaro's career includes experience at a number of firms including Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., UBS Financial Services Inc., and UBS International Inc. Alvaro holds a number of professional licenses including Series 3, Series 7, Series 9, Series 10, Series 24, and Series 65. Alvaro also holds a real estate license and is a licensed real estate agent with Weichert Realtors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
11/23/2020 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
NY
08/23/2013 - 02/03/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
10/01/2012 - 07/30/2013
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
02/29/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
NJ
01/01/2010 - 02/24/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
06/03/2002 - 01/01/2010
UBS INTERNATIONAL INC. (HOUSTON TX)
NJ
03/05/1998 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 10/16/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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