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Alvaro Fernando Patron

Mizuho Securities USA LLC

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About Alvaro Fernando Patron

Alvaro Fernando Patron is a securities professional with over 20 years of experience in the financial services industry. Alvaro is currently registered with Mizuho Securities USA LLC as a General Securities Representative. Previously, Alvaro held positions at Nomura Securities International, Inc., Deutsche Bank Securities Inc., Standard Chartered Securities (North America) Inc., and Citigroup Global Markets Inc. Alvaro has a strong understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals. Alvaro holds Series 7, Series 63, and SIE licenses.

Firm Information

Alvaro Patron is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alvaro Patron’s Registration & Firm History

NY

09/23/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/27/2019 - 11/12/2020

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/02/2017 - 07/10/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/21/2014 - 11/23/2015

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

NY

05/29/2002 - 05/14/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alvaro Fernando Patron.
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