linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alvaro Fabian Rodriguez

ADP Broker-Dealer, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alvaro? Claim Your Profile

About Alvaro Fabian Rodriguez

Alvaro Fabian Rodriguez is a financial advisor with ADP Broker-Dealer, Inc. Alvaro has been in the financial services industry since August 9, 2002. Alvaro holds the Series 6, Series 7 and Series 63 securities licenses. Alvaro has been registered with the Financial Industry Regulatory Authority (FINRA) since June 8, 2015. Alvaro is registered to sell securities in 11 states. Alvaro was previously registered with CUNA Brokerage Services, Inc., New England Securities, MetLife Securities Inc., Metropolitan Life Insurance Company, Pan-American Financial Advisers, Fidelity Investments Institutional Services Company, Inc., and American Express Financial Advisors Inc..

Firm Information

Alvaro Rodriguez is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alvaro Rodriguez’s Registration & Firm History

NJ

06/08/2015 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

KS

05/23/2013 - 06/09/2015

CUNA BROKERAGE SERVICES, INC. (GREAT BEND KS)

NY

09/21/2001 - 09/22/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

12/21/2002 - 09/09/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/21/2002 - 09/09/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

LA

11/20/1998 - 10/07/1999

PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)

RI

11/12/1997 - 03/04/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MN

07/20/1990 - 02/18/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/20/1990 - 02/18/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Alvaro Fabian Rodriguez is right for you?

Licenses & Designations

BC

Issued 07/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/19/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alvaro Fabian Rodriguez. Review regulatory record here.
Not sure if Alvaro Fabian Rodriguez is right for you?