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Alvaro A Gonzalez

Middlegate Securities Inc.

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About Alvaro A Gonzalez

Alvaro Gonzalez is a securities professional with over 14 years of experience in the financial services industry. Alvaro is currently registered with Middlegate Securities Inc. and holds Series 7, Series 16, Series 24, Series 63, and Series 87 licenses. Previously, Alvaro worked at BREAN CAPITAL, LLC, B. RILEY SECURITIES, INC., UBS SECURITIES LLC, and GMP SECURITIES, LLC. Alvaro has a broad range of experience and knowledge in the financial services industry, and is dedicated to providing clients with the highest level of service.

Firm Information

Alvaro Gonzalez is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alvaro Gonzalez’s Registration & Firm History

NY

02/15/2024 - Present

Middlegate Securities Inc. (NEW YORK NY)

NY

01/04/2023 - 02/05/2024

BREAN CAPITAL, LLC (NEW YORK NY)

CT

12/16/2021 - 01/03/2023

B. RILEY SECURITIES, INC. (Stamford CT)

NY

10/03/2018 - 11/19/2021

UBS SECURITIES LLC (NEW YORK NY)

NY

12/04/2009 - 09/25/2018

GMP SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/07/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2011

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 03/01/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/03/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alvaro A Gonzalez.
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