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Alva Randall Royston

Osaic Wealth, Inc.

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About Alva Randall Royston

Alva Randall Royston is a financial advisor with over 45 years of experience in the industry. Alva is currently registered with Osaic Wealth, Inc., a firm with a focus on providing wealth management services to individuals, families, and businesses. Prior to joining Osaic Wealth, Alva worked for SAGEPOINT FINANCIAL, INC., and CAPITAL CITY SECURITIES, LLC. Alva has a broad range of experience in the financial services industry, including providing investment advice, financial planning, and portfolio management. Alva is also a licensed insurance agent.

Firm Information

Alva Royston is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alva Royston’s Registration & Firm History

FL

06/13/2024 - Present

Osaic Wealth, Inc. (FORT LAUDERDALE FL)

FL

02/03/2020 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (FORT LAUDERDALE FL)

FL

03/09/2009 - 02/13/2020

CAPITAL CITY SECURITIES, LLC (Cutler Bay FL)

FL

12/15/1995 - 04/01/2009

CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)

NY

09/26/1978 - 12/19/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

12/01/1976 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 01/31/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/11/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1977

PC - AMEX Put and Call Exam

BC

Issued 11/20/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alva Randall Royston. Review regulatory record here.
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