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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alton? Claim Your ProfileAlton Theodore Davis is a financial advisor with over 30 years of experience in the industry. Alton has been with Morgan Stanley since October 2016. Previously, Alton was a financial advisor at UBS Financial Services Inc. for 16 years. Alton has a strong background in providing financial advice to individuals, businesses, and institutions. Alton is registered to provide financial advice in 47 states and the District of Columbia. Alton has a Series 7, Series 63 and Series 65 licenses. Alton is a dedicated professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
10/14/2016 - Present
Morgan Stanley (Chicago IL)
IL
11/17/2000 - 10/25/2016
UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)
NY
07/31/1993 - 11/30/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/11/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/13/1989 - 04/02/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/25/1987 - 06/17/1989
PAINEWEBBER INCORPORATED
IA
Issued 10/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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