Unclaimed
Alton Fabre is a financial advisor currently registered with LPL Financial LLC. Alton has been in the financial services industry since January 16, 2016. Prior to joining LPL Financial LLC, Alton was registered with BancWest Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alton is licensed to provide investment advice in Arizona, California, and Nevada. Alton specializes in providing investment advice to high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, and investment clubs. Alton's other business activities include being a co-owner of Vector Real Estate, LLC, a real estate rental company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/10/2023 - Present
LPL Financial LLC (TEMPE AZ)
AZ
10/16/2019 - 08/31/2023
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
11/26/2014 - 10/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 12/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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