Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alton? Claim Your ProfileAlton Leroy Howell is a financial professional with over 39 years of experience in the industry. Alton is currently registered with LPL Financial LLC. Alton has held previous registrations with Woodbury Financial Services, Inc., National Planning Corporation, Jefferson Pilot Securities Corporation, Capital Brokerage Corporation, and Forth Financial Securities, Corporation. Alton holds several professional licenses, including Series 6, 7, 22, 24, and 63. Alton is also a Chartered Financial Consultant. Alton provides financial planning, portfolio management, and consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
10/18/2018 - Present
LPL Financial LLC (RICHMOND VA)
VA
10/28/2014 - 10/18/2018
WOODBURY FINANCIAL SERVICES, INC. (RICHMOND VA)
NC
05/17/2007 - 11/05/2014
LPL FINANCIAL LLC (RALEIGH NC)
NC
10/02/2006 - 05/18/2007
NATIONAL PLANNING CORPORATION (RALEIGH NC)
NC
01/16/2004 - 09/29/2006
JEFFERSON PILOT SECURITIES CORPORATION (RALEIGH NC)
VA
12/01/1997 - 01/02/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
06/26/1984 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
BC
Issued 06/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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