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Alton Lemual Scott

Transamerica Financial Advisors, Inc.

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About Alton Lemual Scott

Alton Lemual Scott is a financial advisor with Transamerica Financial Advisors, Inc. Alton Scott has been in the financial services industry since 2001. Alton is registered to offer securities in Florida. Alton Scott has experience working with individuals, corporations, and businesses, and he is a specialist in insurance and retirement planning.

Firm Information

Alton Scott is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alton Scott’s Registration & Firm History

FL

05/10/2018 - Present

Transamerica Financial Advisors, Inc. (Clearwater FL)

CA

11/02/2009 - 12/12/2017

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

IL

10/07/2008 - 11/10/2008

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

CA

11/06/2002 - 01/06/2005

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

IA

11/29/2001 - 09/30/2002

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NJ

01/12/2000 - 11/27/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 02/28/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alton Lemual Scott.
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