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Alton Kemp Stump

Loop Capital Markets LLC

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About Alton Kemp Stump

Alton Kemp Stump is a financial professional with over 20 years of experience in the industry. Alton is currently registered with Loop Capital Markets LLC in New York, NY, and previously worked at LonGBow Securities, LLC, Northcoast Research Partners, LLC, Northcoast Securities, Inc., Ancora Securities, Inc., Midwest Research Securities Corporation, and First Tennessee Securities Corp. Alton holds several professional licenses and designations, including Series 63, SIE, Series 86, Series 87, and Series 7. Alton specializes in providing equity research services and transition management services.

Firm Information

Alton Stump is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Alton Stump’s Registration & Firm History

NY

09/22/2021 - Present

Loop Capital Markets LLC (NEW YORK NY)

OH

01/31/2014 - 09/20/2021

LONGBOW SECURITIES, LLC (INDEPENDENCE OH)

OH

08/21/2013 - 02/03/2014

NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)

OH

08/21/2013 - 02/03/2014

NORTHCOAST SECURITIES, INC. (CLEVELAND OH)

OH

03/06/2006 - 08/15/2013

LONGBOW SECURITIES, LLC (INDEPENDENCE OH)

OH

05/24/2004 - 03/08/2006

ANCORA SECURITIES, INC. (CLEVELAND OH)

OH

10/21/2002 - 01/15/2003

MIDWEST RESEARCH SECURITIES CORPORATION (CLEVELAND OH)

TN

05/24/2002 - 10/21/2002

FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 05/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/09/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alton Kemp Stump.
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