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Alton Amit Bryan

Smbc Nikko Securities America, Inc.

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About Alton Amit Bryan

Alton Amit Bryan is an active Registered Representative with Smbc Nikko Securities America, Inc. Alton Amit Bryan is licensed to provide securities related advice and is registered with FINRA. Alton Amit Bryan has been in the securities industry for over 5 years. Previous experience includes a position at Sanford C. Bernstein & Co., LLC. Alton Amit Bryan passed the Securities Industry Essentials (SIE) and the Operations Professional (Series 99) exams.

Firm Information

Alton Bryan is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alton Bryan’s Registration & Firm History

NY

05/31/2019 - Present

Smbc Nikko Securities America, Inc. (White Plains NY)

NY

06/06/2018 - 06/06/2019

SANFORD C. BERNSTEIN & CO., LLC (WHITE PLAINS NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alton Amit Bryan.
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