Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Altaf? Claim Your ProfileAltaf Merchant is a registered representative with UBS Financial Services Inc., working in the industry since March 10, 2002. Altaf is licensed to provide investment advice in a number of states, including Kentucky, Missouri, and Texas. Altaf also holds various industry licenses, including Series 7, 31, and 66 licenses, as well as the SIE. Altaf has experience providing a variety of financial services, including financial planning, portfolio management for businesses and individuals, and educational seminars. Altaf has a history of providing financial services to a wide range of clients, including individuals, businesses, institutions, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
09/01/2005 - Present
UBS Financial Services Inc. (OWENSBORO KY)
BOTH
Issued 03/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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