Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alston? Claim Your ProfileAlston Lambert is a registered representative with TD Securities (usa) LLC. Alston has been in the securities industry since 2009 and has held previous roles with Cowen and Company, Credit Suisse Securities (USA) LLC, BMO Capital Markets Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC. Alston has passed the Series 7, Series 63, SIE, and Series 79TO exams. Alston is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
08/08/2023 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
NY
06/02/2021 - 09/01/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/29/2012 - 04/07/2021
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
11/01/2010 - 04/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/03/2008 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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