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Alrick Shaw

Bernstein Institutional Services LLC

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About Alrick Shaw

Alrick Shaw is a registered representative with Bernstein Institutional Services LLC in New York, NY. Alrick has been in the securities industry since January 12, 2022, and has passed the Series 63, Series 7TO, Series 86, Series 87, and SIE exams. Previously, Alrick was registered with Sanford C. Bernstein & Co., LLC. Alrick specializes in providing investment advice to high-net-worth individuals, insurance companies, investment companies, charitable organizations, corporations or other businesses, and pension and profit sharing plans.

Firm Information

Alrick Shaw is currently registered with Bernstein Institutional Services LLC. Bernstein Institutional Services LLC is a Limited Liability Company registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm was formed on October 15, 2021, and has 227 registered representatives and 85 investment advisory functions. Bernstein Institutional Services LLC provides educational seminars and publishes periodicals, and offers a range of advisory services.
Bernstein Institutional Services LLC

245 PARK AVE

NEW YORK, NY 10167

Not reported

Assets Under Management

Not reported

Total Clients

152

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Alrick Shaw’s Registration & Firm History

NY

03/29/2024 - Present

Bernstein Institutional Services LLC (NEW YORK NY)

NY

01/13/2022 - 03/29/2024

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/09/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alrick Shaw.
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