linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alphonse Bautista

PNC Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alphonse? Claim Your Profile

About Alphonse Bautista

Alphonse Bautista is an investment advisor representative with over 28 years of experience in the financial services industry. Alphonse is currently registered with PNC Investments in Cincinnati, Ohio. Alphonse has held previous positions with J.J.B. Hilliard, W.L. Lyons, Inc., MML Investors Services, Inc., Fifth Third Securities, Inc., PNC Brokerage Corp, and PNC Securities Corp.

Firm Information

Alphonse Bautista is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alphonse Bautista’s Registration & Firm History

OH

01/01/2004 - Present

PNC Investments (CINCINNATI OH)

KY

06/30/2003 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

MA

05/16/2002 - 07/22/2003

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

OH

03/20/2002 - 05/10/2002

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

KY

04/21/1999 - 06/20/2000

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

12/23/1994 - 04/21/1999

PNC BROKERAGE CORP (PITTSBURGH PA)

PA

11/25/1992 - 12/23/1994

PNC SECURITIES CORP (PITTSBURGH PA)

Not sure if Alphonse Bautista is right for you?

Licenses & Designations

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alphonse Bautista. Review regulatory record here.
Not sure if Alphonse Bautista is right for you?