Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alphonse? Claim Your ProfileAlphonse Albert Procaccino is an investment advisor representative with over 40 years of experience in the financial services industry. Alphonse has been registered as an investment advisor representative since 1980. Alphonse Albert Procaccino is currently registered with Castle Financial & Retirement Planning Associates Inc. and has been with them since 1992. Alphonse has held various positions in the financial services industry, including President, CEO, and CCO. In addition to his role at Castle Financial & Retirement Planning Associates Inc., Alphonse also sells long-term care insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
02/24/2009 - Present
Castle Financial & Retirement Planning Associates Inc. (FAIR HAVEN NJ)
NJ
06/02/2017 - 12/31/2020
IMST DISTRIBUTORS, LLC (Fair Haven NJ)
NJ
06/11/1993 - 12/31/2015
CADARET, GRANT & CO., INC. (HAZLET NJ)
NJ
07/02/1992 - 06/15/1993
MERCER, BOKERT, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
NY
06/20/1989 - 07/01/1992
COWEN & CO. (NEW YORK NY)
NY
11/28/1984 - 07/25/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/16/1980 - 12/07/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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