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Alpha M Dority

SG Americas Securities, LLC

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About Alpha M Dority

Alpha M Dority is a financial professional with over 12 years of experience in the industry. Alpha is currently registered with SG Americas Securities, LLC and previously held positions at Newedge USA, LLC, TD Professional Execution, Inc., and TD Options LLC. Alpha holds Series 27, Series 99TO and SIE licenses. Alpha has a strong background in operations and is dedicated to providing exceptional service to clients.

Firm Information

Alpha Dority is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alpha Dority’s Registration & Firm History

IL

01/02/2015 - Present

SG Americas Securities, LLC (CHICAGO IL)

IL

02/03/2011 - 01/02/2015

NEWEDGE USA, LLC (CHICAGO IL)

IL

07/17/2009 - 03/04/2010

TD PROFESSIONAL EXECUTION, INC. (CHICAGO IL)

IL

06/22/2009 - 03/04/2010

TD OPTIONS LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/19/2009

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alpha M Dority.
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