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Alpesh Patel

Nylife Securities LLC

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About Alpesh Patel

Alpesh Patel is a registered representative of Nylife Securities LLC, a broker-dealer based in Mobile, AL. Alpesh has been in the securities industry since August 16, 2013. Alpesh holds the Series 6, Series 63 and SIE licenses and is registered with the states of Alabama, Florida and North Carolina.

Firm Information

Alpesh Patel is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alpesh Patel’s Registration & Firm History

AL

08/16/2013 - Present

Nylife Securities LLC (MOBILE AL)

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Licenses & Designations

BC

Issued 05/19/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alpesh Patel. Review regulatory record here.
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