Unclaimed
Alp Onder is an active investment advisor representative with Raymond James & Associates, Inc. Alp has been in the industry since 1986. Alp has passed several exams, including Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, Series 31 and the Securities Industry Essentials Examination. Alp is registered as an investment advisor in Michigan and Texas and is a registered representative in over 50 states. Alp has previously worked at Roney & Co., Roney & Co. L.L.C. and Thomson McKinnon Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/27/2011 - Present
Raymond James & Associates, Inc. (FARMINGTON HILLS MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
09/08/1989 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
03/20/1986 - 09/19/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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